6.3 Waking and Sleeping (°¢¼º°ú ¼ö¸é)



Circadian Periodicity as the Basis of the Waking/Sleeping Rhythm
The circadian oscillator
Protozoans---> Humans: rhythmical changes
rhythm coupled with 24 hour periodicity
earth rotation, tides, phases of the moon
annual cycle

passive vs active rhythmicity
---> free-running rhythm (shorter or longer than 24 hr)
---> biological clock (endogenous processes)
---> circadian rhythm (self-excited oscillator)
---> synchronized with 24-h cycle by external entraining signals

Circadian periodicity in humans
more than 100 parameters: changes cyclically with a 24 h period
body temperature: early morning <1-1.5oC evening
waking/sleeping cycle
considerable number of circadian oscillators of somewhat diff. periods

free-running rhythm (bunkers or caves): Fig. 6-15
A: 24.0+-0.7 h ---> 26.1+-0.5 h somewhat longer
body temp. maxim: just before the onset of sleep
2 day after: phase shift: couple and decouple
B: extreme case: 48 h, bicardian rhythms
complete uncouple: autonomic body temp> 25.1 hr vs. 33.4 s/w
temperature clock is less flexible

flight (jet lag): to east---> shorthen
to west---> lengthened(phase delay), easier reentrainment
1 day/time zone: 1 h shift
body temperature: slowly reentrained

ratio of the duration of activity and rest times within a circadian cycle is not kept constant
---> average circadian period is kept as constant as possible ---> circadian periodicity is the primary process
---> sleeping and waking are subordinate
side effects of endogenous circadian periodicity

significance of the circadian rhythms:
inherited
phylogenetic adaptation to the temporal structure of our environmental events
internal copy of the schedule of environmental events
---> organism can adjust itself in advance to the changes
in environmental conditions to be expected at any time
---> performing certain actions at suitable times of the day
---> measuring time by means of the internal clock

pacemakers for the circadian rhythm:
in CNS
1. suprachiasmatic nucleus (SCN) in the ventral hypothalamus
---> regulating the activity cycle (S/W rhythm)
: input from the visual system
: synchronized with the VMH by close reciprocal connections

2. ventromedial nucleus of the hypothalamus (VMH)
---> temperature & feeding rhythm (glucose, corticoid level)

Phenomenology of Waking and Sleeping

Human waking/sleeping behavior
Neither waking nor sleeping is a homogeneous state of consciousness
¼ö¸éÀº ´Ü¼øÇÑ ¹«È°µ¿ÀÇ ½Ã±â¶ó±â º¸´Ù´Â ÀÏ·ÃÀÇ ¿¬¼ÓÀû »óÅÂ
Stages of sleep: depth of sleep <--- intensity of a stimulus sufficient for
awakening
EEG (³úÀüÀ§) pattern: Fig. 6-16

Stage W: Waking: alpha waves (8-13 Hz), ³úÀÇ µÞºÎºÐ¿¡¼­ ÇöÀú
Stage A: alpha waves ---> disintegrate, small theta waves (4-7 Hz)
transition from waking to sleeping
Stage B(1): lightest level of sleep, Á¦ 1 ´Ü°è ¼ö¸é
theta waves
at the end of stage B---> large vertex sharp waves (3-5 sec dur)
½ÉÀå¹Úµ¿·ü °¨¼Ò, ±ÙÀ° ±äÀå °¨¼Ò
Stage C(2): light sleep
beta spindles (sleep spindles), K complex

¿ÜÀû Àڱؿ¡ ´ëÇØ °ÅÀÇ ¹«¹ÝÀÀ
Stage D(3): intermediate sleep
rapid delta waves (3.0-3.5 Hz)
Stage E(4): deep sleep, EEG is synchornized, Å« ÁøÆø
maximally slowed delta waves (0.7-1.2 Hz), occaisonal alpha
Stage BCDE= NREM sleep, synchronized sleep, slow wave sleep (¼­ÆÄ¼ö¸é)

REM stage
desynchonized waves, resembling stage B
burst of rapid eye movement (±Þ¼ÓÇÑ ¾È±¸¿îµ¿), °¢¼º½ÃŰ±â ¸Å¿ì Èûµë
---> by naked eye, electro-oculogram (EOG)
rest of the musculature is practically atonic (±ÙÀ°ÀÌ¿Ï)
bursts of brief twitches, È£Èí, ½ÉÀå¹Úµ¿ ºü¸§
awakening threshold is about as high in REM sleep as in deep sleep
paradoxical sleep (¿ª¼³Àû ¼ö¸é), desynchonized sleep
dream occurs during REM sleep

Fig. 6-17:
a: 3-5 cycles/night, REM stage recur about every 1.5 hrs,
Æò±Õ 1.5 ½Ã°£ÀÇ cycle: ±âº» ÈÞ½ÄȰµ¿ ÁÖ±â (basic rest-activity cycle)
°¢¼ºÁßÀÇ °ø»ó(daydreaming)µµ ¾à 100ºÐ °£°Ý

duration average 20 min, increases in the course of the night
(óÀ½ REM ±â°£Àº ºÒ°ú 5-10 ºÐ, ±ú¾î³ª±â Á÷Àü: 40 ºÐ Á¤µµ Áö¼Ó)
¼ö¸é ÃʱâÀÇ ÁÖ±âµéÀº ª°í, 3,4 ´Ü°èÀÇ ¼­ÆÄ¼ö¸éÀÌ ¸¹´Ù.
body temperature: unaffected by the rhythmic fluctuations in depth of sleep
e: heart rate, respiration: phasic fluctuations, pennis errection
especially apparent during REM sleep.

Fig. 6-18:
Age relation
reduction in total sleeping time, ¸ðµç Æ÷À¯µ¿¹°¿¡¼­ »ýÈÄ 2ÁÖ ±îÁö: 50%°¡ REM ¼ö¸é, °¢¼º»óÅ¿¡¼­ ¹Ù·Î REMÀ¸·Î ÀÌÇà°¡´É
»ýÈÄ 16 ÁÖ°¡µÇ¸é ¼ö¸é°ú °¢¼ºÀÇ ÁֱⰡ ¸í¹éÇØÁø´Ù.
decrease in the proportion of REM sleep
large proportion of REM sleep in very young children---> importnat for the ontogenetic development of the CNS
ªÀº Æò±Õ½Ã°£, ºó¹øÇÑ S/W cycle
5-6¼¼ ±îÁö´Â slow wave ¼ö¸éÀÇ Æ¯Â¡ÀûÀÎ EEGÀÌ ºÒ¸íÈ® ³ëÀÎ: 3,4 ´Ü°è ¼ö¸éÀÇ °¨¼Ò: ÀÎÁö´É·ÂÀÇ °¨¼Ò¿Í À¯°ü

Sleep and dreams

dream: NREM < REM
60-90% dream reports on waking from REM sleep
NREM: talking, sleepwalking, night terror of children, abstract, thought-like (cognitive), »ç°íÀû
REM : more lively, visual, and emotional, sensory (odrors, tones), easier to recall
by no means a consequence of visual dream (unborn, newborn)

first half of the night: more closely related to reality
having to do with events of the preceding day, Çö½ÇÀû ³»¿ëÀÌ Áß½É

second half of the night: less related to every day life, toward morning, bizarre, emotionally intense

Preceding events influences dreams
water deprivation--->
exciting movie or TV play before going to bed--->
increases duration and intensity of the REM phases and the dreams

REM deprivation---> longer and deeper REM, more intense dream
---> no long-lasting physical or mental consequences
External stimuli during REM sleep
acoustic stimuli---> incorporated into dreams
time markers for the dream reports

Sleep, dream and memory
²ÞÀÇ ±â´É: ¼ö¼ö²²³¢, ¿ø½Ã ¹®È­ (²ÞÀÇ Áø½Ç¼º °­Á¶), ¹®Á¦Çذá, ¼Ò¿ø¼ºÃë, ¹«±â´É
not retained unless alpha activity appears in the EEG during or after the presentation
final dream before awaking is remembered.

Sleeping facilitates the consolidation of material to be learned
several possible reasons
a: less distracting events (¹æÇØÀÚ±ØÀÇ °¨¼Ò)
b: passive forgeting process operates more slowly
c: active REM sleep makes a positive contribution

Sleep disorders
snoring: mouth open, tongue sunk back into the throat, supine
sleep apnea (¼ö¸é¼º ¹«È£Èí): spontaneous interruption of breating
crib death (À¯¾Æ°¡ °©ÀÚ±â Á×´Â ÁõÈÄ)
grinding of the teeth: teeth sharpening, phylogenetically old
talking in one's sleep

Sleepwalking (somnambulism, ¸ùÀ¯º´)
neither pathological symptom nor harmful
happen to at any age, but is most common in children and young
occurs in deep sleep
¼­ÆÄ¼ö¸é½Ã(3,4´Ü°è ¼ö¸é)¿¡ ¸¹´Ù, ¼º¼÷ÇØÁö¸é¼­ »ç¶óÁü

Bed-wetting (enuresis)
happens to about 10% of all children above the age of two
always occurs during NREM sleep
¹ã¼ö¸éÀÇ Ã³À½ 1/3¿¡ ÁÖ·Î (3,4´Ü°è ¼ö¸é½Ã)

Pavor nocturnus (night terror)
3-8 years old, rare after puberty, ºñ¸í
ÀáµçÁö ¾à 1½Ã°£ÈÄ¿¡ ³ªÅ¸³², Á¦4´Ü°è ¼ö¸é½Ã ÁÖ·Î

Sleep paralysis
absolutely impossible to make a movement
when waking up, falling asleep, fully conscious
suprising, often accompanied by frightening halucinations

Insomnia
¼ö¸éÀÇ ½ÃÀÛ°ú Áö¼ÓÀÇ Àå¾Ö
about 15% of all adults
subjective sleep deficiency
actually sleep more than they realize
as long as the insomnia does not involve distinct shortening
of total sleep duration for a long period---> no threat to health
Á¤»óÀο¡ ºñÇØ ´õ ÀûÀº REM ¼ö¸é, ´õ ¸¹Àº 2 ´Ü°è ¼ö¸é

¼ö¸é¹ßÀÛ (narcolepsy):
°©ÀÛ½º·± ¼ö¸é, 5-30ºÐ°£ Áö¼Ó (Á¤»óÀûÀÎ Àϰú Áß¿¡µµ)
±ÙÀ°±äÀåÀÇ ÀϽÃÀû »ó½Ç, ¸·¹Ù·Î REM ÃâÇö, ³ú°£ÀÇ ±â´ÉÀå¾Ö, °­ÇÑ Á¤¼­Àڱؿ¡ ÀÇÇØ

À§±Ë¾ç ȯÀÚ: REM½Ã 3-20¹è À§»ê ºÐºñ
½ÉÀ庴 ȯÀÚ: »ç¸Ò, »õº® 4-6½Ã (REMÀÌ °¡Àå °­Çϰí Áö¼ÓÀûÀ϶§)

Waking/sleeping behavior of animals
REM sleep is a relatively recent development.
Fish(¾î·ù), ¾ç¼­·ù, reptiles: no REM sleep
Birds: very brief (seconds), less than 1 %
°ËÀº Á¦ºñ°¥¸Å±â: Ȱ°­Áß¿¡ Àá°£ Àá, Âø·úÇÏÁö¾Ê°í ¸î´Þ °øÁß
Mammals: considerable time for REM sleep
hunting species: about 20%
hunted : 5-10%
¸öÁýÀÌ ÀÛÀº ¼Òµ¿¹°: ªÀº REM ±â°£, ªÀº ¼ö¸é ÁÖ±â
(REM ¼ö¸é: ü¿Â Á¶Àý ºÒÈ®½Ç)

Mechanisms of Waking and Sleeping

1) Why must we sleep?
2) How does sleep begin?
3) Why and how does it end?
4) What mechansims are responsible for the various stages of sleep and for the periodic transition from one stage to another?

A: conesquence of a decrease in wakefulness
passive envent
B: active termination of the waking state

Deafferentation theory of sleep
Fig. 6-19
1930, F. Bremer, EEG of cat brain
isolated brain (lesion at medulla)---> synchonized & desynchronized waking patterns
isolated forebrain (lesion at midbrain)--->elimination of all sensory stimuli except sight and smell---> only a synchronized sleeping EEG

conclusion:
1) activity of the CNS is induced and controlled primarily by sensory stimuli.
2) waking state requires at least some minimal level of cortical activity, maintained by sensory input
3) sleep is a condition induced and maintained by a reduction or diminished effectiveness of sensory input. Deafferentation
4) sleep induction is basically a passive phenomenon.

Opposition to deafferentaion theory:
1) in time the chronic isolated forebrain prepearation does develp a sleeping/waking rhythm.
2) sensory deprivation causes a progressive decrease in the duration of sleep during the period of isolation
3) organisms without the tel- and diencephalon show sleeping/waking rhythm.

Reticular theory of waking and sleeping

Fig. 6-19C
late 1940's, G. Moruzzi and H.W. Magoun
brainstem reticular formation (RF): ³ú°£ÀÇ ¸Á»óü
high frequency stimulation---> immediate awakening
lesion---> permanent sleep
ARAS (ascending reticular activating system)
nonspecific projections
crucial arousal center

Opposition:
1) electrical stimulation---> both sleeping and arousal
2) neuronal activity: no correlation
3) isolated forebrain---> S/W rhythm
* RF not soley responsible for waking and sleeping

Serotonergic theory of sleep

Fig. 6-19C
raphe nuclei: serotonin (5-HT), M. Jouvet, late 1960's
cat, destruction of the raphe nuclei---> total insomina for several days
blocking the synthesis of 5-HT (with parachlorophenylalanine, PCPA)--->partial loss of sleep
5-hydroxytryptophan (precursor of serotonin) Åõ¿©---> correction

locus coeruleus (noradrenalin)
bilateral destruction of LC---> complete abolition of REM, but no effect on NREM
Reserpine Åõ¿©---> simultaneous exhaustion of the stores of serotonin and noradrenalin
---> insomnia
subsequent Åõ¿© of 5-hydroxytryptophan---> restores NREM only

conclusion: 1) release of serotonin causes active inhibition of the the arousal systems---> induces sleep (NREM)
2) REM sleep by LC
3) LC inhibits raphe N---> initiation of awakening

* this theory is no longer tenable in its original form
raphe neurons: most active in arousal rather than in sleep
REM activation seems to be due less to the neurons of the LC than to those of the more diffusely distributed nucleus subcoeruleus
but 5-HT: promoting the synthesis or release of sleep substances

Endogenous sleep factors
1) sleep factor(s) would accumulate during the waking state
Factor S (a small glucopeptide from urine or cerebrospinal fluid)---> induces NREM sleep
REM-sleep factor
2) sleep promoting substances are produced or released during sleep
DSIP (delta sleep inducing peptide, nonapeptide)

not known what role they play in the physiological control of sleep

Biological functions of sleep (¼ö¸éÀÇ »ý¹°ÇÐÀû ±â´É)

Áõ¸íµÈ°Í ¹«
no satisfactory answer to the question of why we must sleep
1) Serving recovery: little experimental support
a) physical exertion ---> causes to fall asleep
no change of the duration of sleep
¼ö¸éÀü ½Åü¿îµ¿--> Àüü ¼ö¸é½Ã°£ÀÇ ¹«º¯µ¿
b) people with extremely little sleep
¸»: 2 ½Ã°£/ÇÏ·ç,
standford ´ëÀÇ ÇÑ ±³¼ö: 50³â ÀÌ»ó 3-4 ½Ã°£/ÇÏ·ç ---80¼¼
c) no explanation for the existence of REM and NREM sleep
2) ¿¡³ÊÁö º¸Á¸: ¼ö¸é½Ã ¿¡³ÊÁö ¼Òºñ°¨¼Ò
(±ÙÀ°±äÀå, ½ÉÀå¹Úµ¿, Ç÷¾Ð, È£Èí, ½ÅÁø´ë»çµîÀÇ °¨¼Ò)
¹®Á¦Á¡: REM sleep
3) Æ÷ȹµ¿¹°·Î ºÎÅÍÀÇ È¸ÇÇ: »ýÅÂÀûÀÎ Àû¼Ò¿¡¼­, REM ¼ö¸éÀº ÁÖ±âÀû À¯»ç°¢¼º
4) Á¤º¸Ã³¸®¸¦ µµ¿î´Ù: ÇϷ絿¾ÈÀÇ ±â¾ïÀ» ºÐ·ùÇÏ°í °­È­ÇÏ´Â ±â´É